Job Overview
Apply now Our Client, and established Lloyd's Broker based in the heart of the City is looking to hire an experienced Complaince Officer to boost their team. The main roles and responsibilities of the position are: Monitor, analyze and communicate new regulatory developments and legislation that affect the business and operation of the company and update department's working papers as necessary.Reviewing and submitting new clients and insurers for Directors approvalImplementing and monitoring compliance proceduresPreparing the necessary paperwork for approval, conducting sanctions checks & contacting clients and brokers as necessary to obtain outstanding documentationKeeping the companies clients & insurers lists up to dateReviewing all company procedures & ensuring that these are FCA compliantConducting files checks in both Southend & London and reporting back to ManagementAssisting preparing and implementing staff training programsHelping Directors with all ad hoc duties - these include preparing information for the company's internet and intranet sites, preparing letters and documentation for clientsAssisting preparing and implementing staff training programsTake on relevant Controlled Functions